aParticle Technology Laboratory, Department of Mechanical Engineering, University of Minnesota, Minneapolis, MN, USA
Jing Wang, a,
, Seong Chan Kima and David Y.H. Puia
We investigate filters composed of a layer of nanofibers
on a substrate made of micrometer fibers and compare the performance of such
nanofiber
media to conventional micrometer fibrous filters. The performance of the
nanofiber
filters is evaluated using the figure of merit, which represents the
ratio between the filtration efficiency and the pressure drop.
Filtration tests were performed on four samples with different
nanofiber
solidities. As the
nanofiber
solidity increases, the filtration efficiency and the pressure drop
both increase. We develop a numerical model to simulate the
nanofiber
filters. When the
nanofiber
solidity is appropriately adjusted, the pressure drop computed from the
model is in good agreement with experimental results. Filtration
efficiency for the
nanofibers
due to interception, inertial impaction and diffusion can be computed
from the model. The simulation results are in good agreement with
experiments for 20–780 nm particles but discrepancies exist for
particles smaller than 20 nm. Our results show that
nanofiber
filters have better figure of merit for particles larger than about
100 nm compared to conventional fiberglass filters. For particles
smaller than 100 nm,
nanofiber
filters do not perform better than conventional fiberglass filters.
Filtration
efficiency and pressure drop are the most important criterions for
evaluating filters. Filtration efficiency is equal to 1-penetration, where the penetration P is defined asThe relation between the penetration P and the single-fiber efficiency E can be written as
where t is the filter thickness, α is the filter solidity and df is the fiber diameter.
The
effects of the fiber size can be predicted from classical filtration
theories. Let us consider the most penetrating particle size (MPPS) and
the minimum single-fiber efficiency E*. As the fiber size decreases, the MPPS decreases and E* becomes greater ([Hinds, 1998] and [Lee and Liu, 1980]). The pressure drop is inversely proportional to the square of the fiber diameter for continuum regime (Davies, 1973). The increase of the pressure drop with decreasing fiber diameter is less steep for nanofibers
due to the slip effect. Nevertheless, Δp increases significantly when the fiber diameter decreases even in the slip regime (Brown, 1993, p. 61) when the solidity is held constant. The classical filtration theories cited here indicate that the
nanofiber
media can improve the filtration efficiency, but the greater pressure
drop may be a concern. To evaluate the overall performance, a useful
criterion is the figure of merit Q (also know as the quality factor, see Brown, 1993) which is defined as
The main objective of this study is to evaluate the filtration performance of nanofiber
filters and investigate if
nanofiber
media can improve the figure of merit compared to conventional micrometer fibrous filter media. Podgórski et al. (2006) showed improved figure of merit for the MPPS when fibers with the mean diameter in the range of
were used. The
nanofibers
in our samples have a diameter of about
. In Section 2,
we present the experimental results for the filtration efficiency and
pressure drop, which are necessary in calculation of the figure of
merit. In Section 3, a numerical model for the
nanofiber
filters is presented and validated using the experimental data. The
numerical model provides a tool to easily change the parameters such as
nanofiber
diameter and solidity and evaluate their effects on the figure of merit. In Section 4, the figure of merit of
nanofiber
filters is presented and compared to that of conventional fiberglass filter media. The effect of
nanofiber
solidity on the figure of merit is also discussed.
Our filter testing system has been detailed in the previous works (Kim, Harrington, & Pui, 2007; Wang, Chen, & Pui, 2007) and will only be briefly described here. In this study, penetration tests have been performed using 3–20 nm silver particles, 20–300 nm NaCl particles and 780 nm PSL particles. Silver particles were generated by heating a pure silver powder source in an electric furnace. The silver particles were then classified in a nanodifferential mobility analyzer (nano-DMA) and neutralized before being sent to challenge the filters. NaCl particles were generated by a collison atomizer and classified by a DMA. PSL particles were generated by a collison atomizer with a monodisperse PSL colloidal suspension. The particle concentrations upstream and downstream of the filter were measured by an ultrafine condensation particle counter (UCPC) after the particle concentrations were stable.
Tests were performed on nanofiber
filters composed of a layer of
nanofibers
on a substrate made of micrometer fibers. The
nanofibers
capture contaminants on the surface of the filter; the resulting dust
cake is easily cleaned off during cleaning cycles, ensuring high
filtration efficiency and long filter life. The substrate provides
necessary support for the fragile
nanofiber
layer. The SEM images in Fig. 1 show the structure clearly. Four different samples with different
nanofiber
solidities are tested; Sample A has the highest solidity whereas Sample
D has the lowest one. The substrates in the four samples are the same.
We can define an effective
nanofiber
solidity α (see Eq. (4) in Section 3), which represents the solid fraction in the
nanofiber
layer. We determine the values of α by matching the pressure drop measured from experiments to those computed from simulations (see Fig. 5). The values of α are reported in Table 1. We assign α=0 when the bare substrate is considered because no
nanofiber
layer is involved. The pressure drop and the filtration efficiency of
780 nm PSL particles at a face velocity of 10 cm/s are listed in Table 1. The
nanofiber
layer can significantly improve the filtration efficiency. Even with a sparse
nanofiber
layer as in Sample D, the efficiency is five times that of the
substrate. Sample A has the highest efficiency at 80% but the pressure
drop is more than 10 times higher than the substrate. The improved
efficiency comes with the cost of high pressure drop.
Full-size image (108K) |
Fig. 1. SEM images for the nanofiber
filters composed of a layer of
nanofibers
on a substrate made of micrometer fibers. The solidity of the
nanofibers
decreases from Sample A to Sample D.
Sample ID | A | B | C | D | Substrate |
---|---|---|---|---|---|
![]() ![]() | 0.134 | 0.104 | 0.059 | 0.034 | 0 |
Efficiency (%) | 80.01 | 58.84 | 38.40 | 21.36 | 4.28 |
Pressure drop (Pa) | 29.4 | 14.7 | 7.7 | 4.0 | 2.2 |
The pressure drop and filtration efficiency for PSL particles measured at the face velocity of 10 cm/s are also listed.
The pressure drop is measured at six face velocities up to 40 cm/s and the results are plotted in Fig. 2.
The linear relationship between the pressure drop and the face velocity
is in accordance with the Darcy's law. Penetration tests have been
performed using 3–20 nm silver particles, 20–300 nm NaCl particles and
780 nm PSL particles. The data for penetration vs. the particle size are
plotted in Fig. 3. The curves take a typical “Λ” shape, with the MPPS at about 100–200 nm. The value of the MPPS decreases as the nanofiber
solidity increases; it is approximately 200 nm for the substrate, 100 nm for Sample C and 75 nm for Sample A. The
nanofiber
solidity increases from Sample D to Sample A, therefore the penetration decreases from D to A.
Full-size image (27K) |
Fig. 2. The pressure drop as a function of the face velocity for the nanofiber
filters.
Full-size image (49K) |
Fig. 3. Penetration vs. the particle size for nanofiber
filters. Silver nanoparticles (NP) in the range of 3–20 nm, NaCl in the
range of 20–300 nm and 780 PSL particles are tested. The face velocity
is 10 cm/s.
We have developed a numerical model for fibrous filtration using the computational fluid dynamics code FLUENT. To simulate the nanofiber
filters, we need to take the specific structure of the
nanofiber
Samples A–D into account. The two-dimensional model, illustrated in Fig. 4, represents a cross section of the filter. The single-layer
nanofibers
are described by evenly distributed circular fibers, whereas the
substrate is modeled by a porous jump media, which is a simplified
boundary condition represented by a one-dimensional line in FLUENT. The
porous jump media gives the pressure drop across the substrate and
ignores the detailed structure inside. The parameters used in the porous
jump media, including the permeability
and thickness of the substrate (0.15 mm), are both determined using
experimental data. The two-dimensional model is a simplified
approximation which ignores the different orientations of
nanofibers
and details in the substrate. This approach allows us to focus on the
nanofibers
and simplify the calculation.
Full-size image (21K) |
Fig. 4. The numerical model for the nanofiber
media composed of one layer of
nanofibers
and a substrate made of micrometer fibers.
Since the nanofibers
have the same diameter and are distributed evenly in our model, we can
consider only one fiber in our rectangular simulation domain (see Fig. 4).
The left side of the simulation domain is the inlet of the flow, where
the flow velocity is prescribed. The right side of the domain is the
outlet, where the derivative of the velocity normal to the outlet is set
to zero. For the upper and lower boundaries of the domain, periodic
boundary condition is applied. The diameter of the
nanofibers
is determined from SEM images to be
. The Knudsen number is Kn=2λ/df=0.88 under standard conditions, where λ
is the mean free path of air. This Knudsen number indicates that
molecular effects of gas are important. We use the slip condition (Eq.
(3.60) in Brown, 1993) on the surface of the
nanofibers.
Kirsch and Stechkina (1978) stated that results using the slip condition may be applied up to Kn
1. The distances from the inlet and outlet to the
nanofiber
are about 25 times of the fiber diameter, which is sufficiently large
so that upstream and downstream conditions do not unduly affect the
simulation results (Liu, 1993). The distance h between two
nanofibers,
which is also the width of the simulation domain, determines the solidity α, which is defined as
It should be noted that the solidity is defined for the
nanofiber
layer only and the substrate is not involved.
The flow field in the simulation domain was computed and the pressure drop was obtained as the difference between the pressures at the inlet and outlet. We adjusted the solidity to match the pressure drop measured in experiments. We used α=0.134, 0.104, 0.059 and 0.034 for Samples A, B, C, and D, respectively. Fig. 5 shows that the pressure drop computed from the model increases linearly with the face velocity. The pressure drop from experiments also has a linear relation with the face velocity. Since we adjust the solidity in our model to match the experimental results, the two linear curves agree well with each other as expected.
Full-size image (28K) |
Fig. 5. Comparison of the pressure drop across the nonofiber filters at different face velocities from experiments and the numberical model.
We computed the filtration efficiency due to inertial impaction and interception by use of the discrete phase model in FLUENT. This model calculates the trajectories of particles using a Lagrangian formulation that includes the particle inertia and hydrodynamic drag. Since we are considering the efficiency due to inertial impaction and interception, the gravity forces and random forces due to Brownian motion are not included. The particles are considered to be point masses in the discrete phase model and the size is neglected. To overcome this defect, we wrote a user defined function (UDF) to take the particle size into account. The UDF compares the particle radius with the distance from the center of the particle to the surface of the fiber, and determines whether the particle is captured or not. Single particles were released at the inlet from different distances from the horizontal line going through the center of the fiber. The fate of the particle (captured or escape) was determined and the critical distance Y below which the particle was captured by the fiber was obtained. The efficiency was obtained as Y/(df/2). The efficiency computed using this approach was due to the combined effects of inertial impaction and interception, which was denoted as EI+R.
The efficiency due to diffusion may be obtained by solving the convective diffusion equation for the particle concentration ([Friedlander, 1957] and [Lee and Liu, 1982]; [Natanson, 1957a] and [Natanson, 1957b]; Stechkina, 1966,
among others). The domain of simulation was the same as for the flow.
The particle concentration was prescribed at the inlet. Particles were
assumed to be captured as they contacted the fiber and were permanently
removed from the aerosol stream, thus the particle concentration was
zero on the surface of the fiber. The periodic condition was imposed on
the upper and lower boundaries of the domain. The derivative of the
particle concentration normal to the outlet was set to zero. After the
convective diffusion equation was solved, the distribution of the
particle concentration was obtained. The ratio between the particle
concentrations at the outlet and inlet was the penetration when
diffusion was considered. This penetration was converted to the
efficiency due to diffusion ED using Eq. (2). The filter thickness in Eq. (2) was equal to the fiber diameter, since only one layer of fiber was considered. We computed the total efficiency as EI+R+ED, and obtained the penetration across the nanofiber
layer using Eq. (2) and the total efficiency.
Our simulation gives the penetration for the nanofiber
layer, not for the substrate because the detailed structure in the
substrate is ignored. To obtain the total penetration for the composite
filter, we assume (i) the
nanofiber
layer and the substrate act independently and in series to capture
particles; (ii) the penetration through the substrate in the composite
filter is the same as that through the bare substrate. Based on these
assumptions, we can compute the total penetration as
nanofiber
layer and the substrate, respectively. We compute PN from simulation and measure PS in experiments, then obtain P using Eq. (5). We list the simulation results for Sample C in Table 2. The results for Samples A, B, C and D are plotted in Fig. 6
and compared to experimental data. Excellent agreement is obtained for
20–780 nm particles. The key parameters for filter evaluation, the
maximum penetration and the MPPS, are correctly predicted for each
sample. These results provide solid validation of our numerical model.
It is also noted that the penetrations measured in experiments are
higher than those predicted by the numerical model for particles smaller
than 20 nm. More discussion about this discrepancy will be given at the
end of this section.
Full-size image (40K) |
Fig. 6. Penetration P vs. particle size dp for nanofiber
Samples A–D. The results from experiments and the numerical model are compared.
Analytical expressions for filtration efficiencies and pressure drop with slip effect exist in the literature ([Kirsch and Stechkina, 1978] and [Brown, 1993]).
Most of these expressions are based on the Kuwabara flow field with the
slip condition. Our numerical model is different from the analytical
expressions in several aspects. The geometry considered in our model
involves a layer of fibers in front of a porous jump media. In the
Kuwabara flow, a fiber is enclosed in a circular cell and the cell
boundary is used to represent the influence of neighbor fibers of the
same size in all directions. The geometry in our model is closer to the
real structure of the nanofiber
samples in this study. We impose the inlet and outlet conditions far
away from the fiber. In the Kuwabara flow, artificial boundary
conditions are imposed on the cell boundary and close to the fiber. In
our model, the slip effect is considered in the calculation of the
efficiency due to inertial impaction and interception. Analytical
expressions with slip effect for the efficiency due to inertial
impaction are not available.
For a quantitative comparison with the analytical expressions with slip effect, we use formulas in Brown (1993) to compute the pressure drop and filtration efficiency for our nanofiber
Sample C. The pressure drop based on the Kuwabara flow with slip effect is (Brown, 1993, Eq. (3.65)):
where μ is the air viscosity and Uf is the face velocity. The effective
nanofiber
solidity determined by matching the pressure drop from our simulation to experimental data is α=0.059. This value may not be good for use in the analytical expressions based on the Kuwabara flow. Thus we change α in Eq. (6) and compute Δp for the
nanofiber
layer, then add on the pressure drop across the substrate measured in
experiments, to obtain the total pressure drop. This value is compared
to the pressure drop for Sample C measured in experiments. The computed
pressure drop matches the experimental value when α=0.032. Therefore, we use α=0.032 as the effective
nanofiber
solidity for the expressions based on the Kuwabara flow. Brown (1993) listed following expressions for the efficiency due to interception ER and the efficiency due to diffusion ED:
where R is the ratio of the particle diameter to the fiber diameter, Pe
is the Peclet number. Analytical expressions with slip effect for the
efficiency due to inertial impaction are not available. Nevertheless, we
use the expression (Stechkina, Kirsch, & Fuchs, 1969) without slip effect to estimate the efficiency due to inertial impaction EI:
where J=(29.6-28α0.62)R2-27.5R2.8 for R<0.4 and J=2.0 when R>0.4, and Stk is the Stokes number of the particle. The results computed using Eqs. (7)–(9) are listed in Table 3. The
nanofiber
solidity α=0.032
is used in the calculation and the results should be compared to the
experimental data for Sample C. The efficiencies computed from the
analytical expressions can be compared to those from our numerical model
(Table 2). The efficiency (ER+EI) from the analytical expressions is significantly larger than EI+R from our numerical model. ED
from the analytical expression is also larger than that from our
numerical model except for very small particles. As a result, the
penetration from the analytical expressions is lower than that from our
simulation for 20–780 nm particles, and is also lower than the
experimental data. In the range of 20–780 nm particles, our numerical
model gives more accurate prediction for the filtration efficiency than
the analytical expressions.
The results in Fig. 6 and Table 2
show that the penetrations measured in experiments are higher than
those predicted by the numerical model for particles smaller than 20 nm.
They are also higher than the penetrations computed using analytical
expressions for particles smaller than 20 nm (Table 3). Podgórski et al. (2006) performed filtration tests for filters with the mean fiber diameter in the range of .
Their results also showed that the penetrations from experiments were
higher than those predicted from filtration theory for very small
particles (Podgórski et al., 2006,
Figs. 13 and 14). One possible reason for the discrepancy is related to
the non-uniformity in fiber sizes and polydispersity of the filter
pores. As discussed by Podgórski et al. (2006),
the inhomogeneity in the filter structure may lead to zones of higher
local porosity and result in higher penetration. Another possible reason
is related to our assumption that the
nanofiber
layer and the substrate act independently to capture particles. The
diffusion coefficients of very small particles are large and the range
in which the diffusion capture mechanism is effective is wide.
Therefore, capture of very small particles by the
nanofiber
layer and by the substrate may not be independent. This can cause discrepancy between the model and the experimental results.
Our filter testing results show that addition of nanofibers
improves the filtration efficiency, but increases the pressure drop at the same time. We use the figure of merit Q to evaluate the overall performance of the
nanofiber
filters.
We compute Q for Samples A–D and the substrate using the experimental data; the results are plotted as a function of the nanofiber
solidity α in Fig. 7. The three curves are for 20, 150 and 780 nm particles. The particle size 150 nm is close to the MPPS, at which the values of Q are expected to be low. Indeed the curve of Q for 150 nm is lower than those for 20 and 780 nm. We make the following observations by comparing the values of Q of Samples A–D and the substrate. (1) The effects of
nanofibers
on Q are dependent on the particle size. (2) For a small particle size (e.g. 20 nm), the value of Q drops as the
nanofiber
solidity increases. This is because the increase of the pressure drop
outweighs that of the efficiency. (3) For a particle size near the MPPS
(150 nm) or a large particle size (e.g. 780 nm), addition of
nanofibers
can improve Q.
The major concern in filter evaluation is the quality at the MPPS and
our result confirms that then anofibers can enhance the quality. (4) The value of Q is not a monotonic function of the
nanofiber
solidity. Sample C with a moderate
nanofiber
solidity (α=0.059) has the highest Q for 780 nm particles. Sample B has a higher
nanofiber
solidity (α=0.104) but lower values of Q compared to Sample C. These observations show that the design of
nanofiber
filters needs to take the particle size in the application into account. It is not always better to add more
nanofibers
to the filter; there exist optimal
nanofiber
solidities at which the figure of merit is at maximum.
Full-size image (16K) |
Fig. 7. The figure of merit Q as a function of the nanofiber
solidity α. Note that α=0.034, 0.059, 0.104 and 0.134 for Samples D, C, B and A, respectively, and α=0 for the substrate. The three curves are for 20, 150 and 780 nm particles. The face velocity is 10 cm/s for all cases.
Kalayci et al. (2006) investigate the figure of merit of nanofiber
filters. They argued when solidity increases, the pressure drop
increases at a much faster rate than single fiber efficiency due to
either diffusion or interception, based on the equations cited by Brown (1993).
Therefore, the figure of merit decreases with increased solidity for
small particles. For larger particles, it is possible that combined
single fiber efficiency due to interception and inertial impaction can
increase faster than pressure drop. Their argument agrees qualitatively
with our experimental results.
It is of interest to compare the figure of merit of nanofiber
filters with those of conventional filters. In Table 4
we list characteristic parameters for four standard fiberglass filter
media. The HE type filters are close to HEPA for small particles; the HF
type filters are common in HVAC systems. The HE type filters have
higher efficiencies than the HF filters. Filtration test results for the
standard filter media have been reported in the previous studies ([Japuntich et al., 2007], [Kim et al., 2007] and [Wang et al., 2007]). Here we compute the figure of merit for them and compare to
nanofiber
Sample C in Fig. 8. The choice is because Sample C has an effective
nanofiber
solidity close to the solidity of the standard filters. Sample C shows higher values of Q than the standard filter media for particles larger than 100 nm. For particles smaller than 100 nm, Q of Sample C is between those of HF0031 and HF0012. Among the standard filter media, the HF filters have higher values of Q for particles smaller than 100 nm, whereas the HE filters have slightly higher values of Q for larger particles.
Full-size image (37K) |
Fig. 8. Figure of merit for the nanofiber
filter Sample C and standard fiberglass filter media HE1073, HE1021,
HF0031 and HF0012. The face velocity is 10 cm/s for all cases.
To understand the above results, we use analytical expressions for the pressure drop (6) and filtration efficiency (7)–(9) to compute the figure of merit for both micrometer fibers and nanofibers.
We consider four different fiber sizes, 0.15, 0.5, 5 and
. We also consider a composite filter composed of a layer of
fibers and a substrate of
fibers. For all the cases, the face velocity is 10 cm/s and the particle density is
. The solidity is α=0.05 for all the filters with uniform fiber sizes; it is also 0.05 for the
nanofiber
layer and for the substrate in the composite filter. The filter
thickness is not needed to compute the figure of merit for filters with
uniform fiber sizes, but is required for the composite filter. We set
the thickness to be
for the single layer
fibers, and 1 mm for the substrate of
fibers. The pressure drop of the composite filter is the sum of the pressure drops of the
nanofiber
layer and the substrate; the penetration of the composite filter is the product of the penetrations of the
nanofiber
layer and the substrate. The calculated results are shown in Fig. 9. It can be seen that Q for small particles decreases as the fiber size decreases, and Q for large particles increases as the fiber size decreases. The composite filter shows similar Q as the
fibers for small particles, and higher Q than the
fibers for large particles. These features agree qualitatively with the experimental data shown in Fig. 8. Therefore, our experimental data can be explained using classical filtration theories.
Full-size image (23K) |
Fig. 9. Figure of merit computed using analytical expressions. Four different fiber sizes, 0.15, 0.5, 5 and , and a composite filter composed of a layer of
fibers and a substrate of
fibers are considered.
Podgórski et al. (2006) carried out similar calculation for the figure of merit for fibers down to .
They used analytical expressions for filtration efficiencies due to
diffusion and interception with slip effect and omitted the efficiency
due to inertial impaction. The expressions they used are slightly
different from the ones used by us. Their calculated results agree with
ours shown in Fig. 9. Hinds (1998)
discussed the effect of fiber size on filter quality, considering all
the mechanical filtration mechanisms without the slip effect. His Fig. 9.12 indicates that the filter quality decreases with decreasing df for
, but increases with decreasing df for
. These results agree well with our experimental data.
Our
experimental results and analysis show that decreasing fiber size does
not improve the figure of merit for very small particles. On the other
hand, nanofiber
filters demonstrate better figure of merit for larger than 100 nm
compared to conventional fiberglass media. These results provide
important guidelines for design of filtration systems.
Filters composed of a layer of nanofibers
on a substrate made of micrometer fibers are studied. Experimental
results show that both the filtration efficiency and the pressure drop
increases as the
nanofiber
solidity increases. We develop a numerical model to simulate the
nanofiber
filters. The simulation results are in good agreement with experiments
for 20–780 nm particles but discrepancies exist for particles smaller
than 20 nm. The discrepancies are attributed to the non-uniformity in
the filter structures and the breakdown of the assumption that the
nanofiber
layer and the substrate capture particles independently. The filtration performance of
nanofiber
filters is evaluated in terms of the figure of merit, which depends strongly on the particle size under consideration and the
nanofiber
solidity. The figure of merit decreases with increased solidity for
small particles; for particles near the most penetrating particle size,
increasing
nanofiber
solidity may improve the figure of merit. We demonstrate that the
nanofiber
filters have better figure of merit for particles larger than about
100 nm compared to conventional fiberglass filters. For particles
smaller than 100 nm,
nanofiber
filters do not perform better than conventional fiberglass filters.
The authors thank the support of members of the Center for Filtration Research: 3M Corporation, Cummins Filtration Inc., Donaldson Company, Inc., E.I. du Pont de Nemours and Company, Samsung Semiconductor Inc., Shigematsu Works Co., Ltd., TSI Inc., and W.L. Gore & Associates and the affiliate member National Institute for Occupational Safety and Health (NIOSH). Support of University of Minnesota Supercomputing Institute (MSI) is also acknowledged. The authors thank Dr. Kenneth Rubow for enlightening discussions.
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